Securities Alert – New Securities Rules Take Effect to Improve Exempt Offerings

Amendments recently took effect to “address gaps and complexities in the exempt offering framework that impede access to capital for issuers and access to investment opportunities for investors.”

By |2024-06-18T16:02:07-05:00July 20th, 2021|Comments Off on Securities Alert – New Securities Rules Take Effect to Improve Exempt Offerings

Securities Alert – SEC’s Focus on Climate and Other ESG Disclosures

One of the primary focuses of the SEC going forward will be to review climate and other ESG disclosures, develop new guidance and possibly new rules related to these topics, and more aggressively enforce the rules that relate to climate and other ESG topics.

By |2024-06-18T16:04:49-05:00July 20th, 2021|Comments Off on Securities Alert – SEC’s Focus on Climate and Other ESG Disclosures
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